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Director · Sparx Asset Management Co., LTD.

Takeshi Suzuki

CRD 8110985 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Sparx Asset Management Co., LTD., an SEC-registered broker-dealer firm based in Tokyo, Japan with $11.7 billion in regulatory assets, lists Takeshi Suzuki on its Form ADV as Director, a control person. The SEC filings also name Takeshi at 1 other registered adviser.

Firms and roles

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Takeshi’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

2 more people named with Takeshi on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Takeshi’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.