Shareholder · Sparx Asset Management Korea Co., LTD.
Shuhei Abe
CRD 1030957 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Sparx Asset Management Korea Co., LTD., an SEC-registered asset manager based in Seoul, Korea, South with $2.1 billion in regulatory assets, lists Shuhei Abe on its Form ADV as Shareholder, a control person. The SEC filings also name Shuhei at 2 other registered advisers.
Firms and roles
- Sparx Asset Management Korea Co., LTD.ShareholderAsset manager · Seoul, Korea, South · $2.1B in regulatory assets
- Sparx Asia Investment Advisors LimitedShareholderPrivate fund adviser · Wanchai, Hong Kong · $13M in regulatory assets
- Sparx Asset Management Co., LTD.President and Chief Executive OfficerBroker-dealer firm · Tokyo, Japan · $12B in regulatory assets
AtlasMembers
Shuhei’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (10)
- Hiroshi MinematsuDirector, Sparx Asset Management Korea Co., LTD.
- Takeshi SuzukiDirector, Sparx Asset Management Korea Co., LTD.
- Byung Hak KimDirector, Sparx Asset Management Korea Co., LTD.
- Hyeseon LeeChief Compliance Officer, Sparx Asset Management Korea Co., LTD.
- Takeshi SuzukiChairman and Director, Sparx Asia Investment Advisors Limited
5 more people named with Shuhei on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Shuhei’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.