Chief Compliance Officer · Sparx Asset Management Korea Co., LTD.
Hyeseon Lee
CRD 8199786 · Named on Form ADV at one SEC-registered adviser
At a glance
Sparx Asset Management Korea Co., LTD., an SEC-registered asset manager based in Seoul, Korea, South with $2.1 billion in regulatory assets, lists Hyeseon Lee on its Form ADV as Chief Compliance Officer.
Firms and roles
- Sparx Asset Management Korea Co., LTD.Chief Compliance OfficerAsset manager · Seoul, Korea, South · $2.1B in regulatory assets
AtlasMembers
Hyeseon’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings
- Hiroshi MinematsuDirector, Sparx Asset Management Korea Co., LTD.
- Takeshi SuzukiDirector, Sparx Asset Management Korea Co., LTD.
- Byung Hak KimDirector, Sparx Asset Management Korea Co., LTD.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Hyeseon’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.