Director · Sparx Asset Management Co., LTD.
Hiroshi Minematsu
CRD 6350107 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Sparx Asset Management Co., LTD., an SEC-registered broker-dealer firm based in Tokyo, Japan with $11.7 billion in regulatory assets, lists Hiroshi Minematsu on its Form ADV as Director, a control person. The SEC filings also name Hiroshi at 2 other registered advisers.
Firms and roles
- Sparx Asset Management Co., LTD.DirectorBroker-dealer firm · Tokyo, Japan · $12B in regulatory assets
- Sparx Asset Management Korea Co., LTD.DirectorAsset manager · Seoul, Korea, South · $2.1B in regulatory assets
- Sparx Asia Investment Advisors LimitedDirectorPrivate fund adviser · Wanchai, Hong Kong · $13M in regulatory assets
AtlasMembers
Hiroshi’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (10)
- Shuhei AbePresident and Chief Executive Officer, Sparx Asset Management Co., LTD.
- Yusuke InoueChief Compliance Officer, Sparx Asset Management Co., LTD.
- Takeshi SuzukiDirector, Sparx Asset Management Co., LTD.
- Takaki DemichiDirector, Sparx Asset Management Co., LTD.
- Takahide TaniwakiDirector, Sparx Asset Management Co., LTD.
5 more people named with Hiroshi on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Hiroshi’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.