Director · Sparx Asset Management Co., LTD.
Takahide Taniwaki
CRD 8110988 · Named on Form ADV at one SEC-registered adviser
At a glance
Sparx Asset Management Co., LTD., an SEC-registered broker-dealer firm based in Tokyo, Japan with $11.7 billion in regulatory assets, lists Takahide Taniwaki on its Form ADV as Director, a control person.
Firms and roles
- Sparx Asset Management Co., LTD.DirectorBroker-dealer firm · Tokyo, Japan · $12B in regulatory assets
AtlasMembers
Takahide’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Shuhei AbePresident and Chief Executive Officer, Sparx Asset Management Co., LTD.
- Hiroshi MinematsuDirector, Sparx Asset Management Co., LTD.
- Yusuke InoueChief Compliance Officer, Sparx Asset Management Co., LTD.
- Takeshi SuzukiDirector, Sparx Asset Management Co., LTD.
- Takaki DemichiDirector, Sparx Asset Management Co., LTD.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Takahide’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.