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Chief Compliance Officer · Pruco Securities, LLC

Shane Thomas McGrath

CRD 4458909 · Named on Form ADV at one SEC-registered adviser

At a glance

Pruco Securities, LLC, an SEC-registered broker-dealer firm based in Newark, NJ with $0 in regulatory assets, lists Shane Thomas McGrath on its Form ADV as Chief Compliance Officer.

Firms and roles

  • Pruco Securities, LLCChief Compliance OfficerBroker-dealer firm · Newark, NJ · $0M in regulatory assets

AtlasMembers

Shane’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

2 more people named with Shane on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Shane’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.