Chairman, Elected Manager · Pruco Securities, LLC
Patrick Liam Hynes
CRD 2748918 · Named on Form ADV at one SEC-registered adviser
At a glance
Pruco Securities, LLC, an SEC-registered broker-dealer firm based in Newark, NJ with $0 in regulatory assets, lists Patrick Liam Hynes on its Form ADV as Chairman, Elected Manager, a control person.
Firms and roles
- Pruco Securities, LLCChairman, Elected ManagerBroker-dealer firm · Newark, NJ · $0M in regulatory assets
AtlasMembers
Patrick’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Anthony Michael FontanoElected Manager, Pruco Securities, LLC
- Robert Philip SmitChief Financial Officer, Principal Financial Officer, Controller, Principal Operations Officer, Pruco Securities, LLC
- Dexter Michael FelicianoPresident, Pruco Securities, LLC
- Jordan Karsten ThomsenChief Legal Officer, Pruco Securities, LLC
- Scott Emory DepewElected Manager, Pruco Securities, LLC
2 more people named with Patrick on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Patrick’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.