Chief Legal Officer · Pruco Securities, LLC
Jordan Karsten Thomsen
CRD 2821664 · Named on Form ADV at one SEC-registered adviser
At a glance
Pruco Securities, LLC, an SEC-registered broker-dealer firm based in Newark, NJ with $0 in regulatory assets, lists Jordan Karsten Thomsen on its Form ADV as Chief Legal Officer.
Firms and roles
- Pruco Securities, LLCChief Legal OfficerBroker-dealer firm · Newark, NJ · $0M in regulatory assets
AtlasMembers
Jordan’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Patrick Liam HynesChairman, Elected Manager, Pruco Securities, LLC
- Anthony Michael FontanoElected Manager, Pruco Securities, LLC
- Robert Philip SmitChief Financial Officer, Principal Financial Officer, Controller, Principal Operations Officer, Pruco Securities, LLC
- Dexter Michael FelicianoPresident, Pruco Securities, LLC
- Scott Emory DepewElected Manager, Pruco Securities, LLC
2 more people named with Jordan on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jordan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.