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Chief Financial Officer, Principal Financial Officer, Controller, Principal Operations Officer · Pruco Securities, LLC

Robert Philip Smit

CRD 2332366 · Named on Form ADV at one SEC-registered adviser

At a glance

Pruco Securities, LLC, an SEC-registered broker-dealer firm based in Newark, NJ with $0 in regulatory assets, lists Robert Philip Smit on its Form ADV as Chief Financial Officer, Principal Financial Officer, Controller, Principal Operations Officer, a control person.

Firms and roles

  • Pruco Securities, LLCChief Financial Officer, Principal Financial Officer, Controller, Principal Operations OfficerBroker-dealer firm · Newark, NJ · $0M in regulatory assets

AtlasMembers

Robert’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

2 more people named with Robert on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.