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COO · Swan Global Investments, LLC

Robert B. Swan

CRD 5745866 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Swan Global Investments, LLC, an SEC-registered asset manager based in Durango, CO with $2.4 billion in regulatory assets, lists Robert B. Swan on its Form ADV as COO. The SEC filings also name Robert at 1 other registered adviser.

Firms and roles

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Robert’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.