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CFO · Swan Global Investments, LLC

Ethan Bates

CRD 6277565 · Named on Form ADV at 4 SEC-registered advisers

At a glance

Swan Global Investments, LLC, an SEC-registered asset manager based in Durango, CO with $2.4 billion in regulatory assets, lists Ethan Bates on its Form ADV as CFO. The SEC filings also name Ethan at 3 other registered advisers.

Firms and roles

AtlasMembers

Ethan’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
4 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ethan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.