CEO, Managing Member · Swan Global Management
Randall W. Swan
CRD 4464653 · Named on Form ADV at 4 SEC-registered advisers
At a glance
Swan Global Management, an SEC-registered asset manager based in Humacao, PR with $2.4 billion in regulatory assets, lists Randall W. Swan on its Form ADV as CEO, Managing Member, a control person. The SEC filings also name Randall at 3 other registered advisers.
Firms and roles
- Swan Global ManagementCEO, Managing MemberAsset manager · Humacao, PR · $2.4B in regulatory assets
- Swan Global Investments, LLCCEOAsset manager · Durango, CO · $2.4B in regulatory assets
- Swan Capital Management, LLCPresident/chief Executive OfficerAsset manager · Durango, CO · $1.3B in regulatory assets
- Swan Wealth Advisors, LLCCEOAsset manager · Durango, CO · $98M in regulatory assets
AtlasMembers
Randall’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 4 firmsLocked
- Control-person status
- 4 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Laura K SwanMember, Swan Global Management
- Bradley O. AckermanChief Compliance Officer, Swan Global Management
- Ethan BatesCFO, Swan Global Management
- Robert B. SwanCOO, Swan Global Investments, LLC
- Eugene W. MillerPresident, Swan Wealth Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Randall’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.