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Chief Compliance Officer · Swan Global Investments, LLC

Bradley O. Ackerman

CRD 2552096 · Named on Form ADV at 4 SEC-registered advisers

At a glance

Swan Global Investments, LLC, an SEC-registered asset manager based in Durango, CO with $2.4 billion in regulatory assets, lists Bradley O. Ackerman on its Form ADV as Chief Compliance Officer. The SEC filings also name Bradley at 3 other registered advisers.

Firms and roles

AtlasMembers

Bradley’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
4 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Bradley’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.