Director · Mackenzie Investments
Nicholas L. Westlind
CRD 7345212 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Mackenzie Investments, an SEC-registered broker-dealer firm based in Toronto, Ontario, Canada with $194.9 billion in regulatory assets, lists Nicholas L. Westlind on its Form ADV as Director, a control person. The SEC filings also name Nicholas at 2 other registered advisers.
Firms and roles
- Mackenzie InvestmentsDirectorBroker-dealer firm · Toronto, Ontario, Canada · $195B in regulatory assets
- Mackenzie InvestmentsDirectorPrivate fund adviser · Boston, MA · $18B in regulatory assets
- Mackenzie Investments Asia LimitedDirectorPrivate fund adviser · Hong Kong, Hong Kong · $2.5B in regulatory assets
AtlasMembers
Nicholas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (21)
- Karen L. GavanDirector, Mackenzie Investments
- Theodoros RountesVice-President, Fund Services and Chief Financial Officer, Funds, Mackenzie Investments
- Joseph L. GouldDirector, Chariman President and Chief Executive Officer, Mackenzie Investments
- Christopher W. BoyleSenior Vice President, Institutional, Mackenzie Investments
- Rhonda S. GoldbergExecutive Vice-President, General Counsel, Mackenzie Investments
16 more people named with Nicholas on the same filings, with titles and firms. Free in Atlas with a free account.
See all 21 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicholas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.