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Director · Mackenzie Investments

Karen L. Gavan

CRD 5507758 · Named on Form ADV at one SEC-registered adviser

At a glance

Mackenzie Investments, an SEC-registered broker-dealer firm based in Toronto, Ontario, Canada with $194.9 billion in regulatory assets, lists Karen L. Gavan on its Form ADV as Director, a control person.

Firms and roles

  • Mackenzie InvestmentsDirectorBroker-dealer firm · Toronto, Ontario, Canada · $195B in regulatory assets

AtlasMembers

Karen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (16)

  • Theodoros RountesVice-President, Fund Services and Chief Financial Officer, Funds, Mackenzie Investments
  • Joseph L. GouldDirector, Chariman President and Chief Executive Officer, Mackenzie Investments
  • Christopher W. BoyleSenior Vice President, Institutional, Mackenzie Investments
  • Rhonda S. GoldbergExecutive Vice-President, General Counsel, Mackenzie Investments
  • Douglas G. MilneExecutive Vice-President, Chief Marketing Strategy Officer, Mackenzie Investments

11 more people named with Karen on the same filings, with titles and firms. Free in Atlas with a free account.

See all 16 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Karen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.