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Executive Vice-President, General Counsel · Mackenzie Investments

Rhonda S. Goldberg

CRD 6925612 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Mackenzie Investments, an SEC-registered broker-dealer firm based in Toronto, Ontario, Canada with $194.9 billion in regulatory assets, lists Rhonda S. Goldberg on its Form ADV as Executive Vice-President, General Counsel, a control person. The SEC filings also name Rhonda at 1 other registered adviser.

Firms and roles

  • Mackenzie InvestmentsExecutive Vice-President, General CounselBroker-dealer firm · Toronto, Ontario, Canada · $195B in regulatory assets
  • Mackenzie InvestmentsDirectorPrivate fund adviser · Boston, MA · $18B in regulatory assets

AtlasMembers

Rhonda’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (17)

  • Karen L. GavanDirector, Mackenzie Investments
  • Theodoros RountesVice-President, Fund Services and Chief Financial Officer, Funds, Mackenzie Investments
  • Joseph L. GouldDirector, Chariman President and Chief Executive Officer, Mackenzie Investments
  • Christopher W. BoyleSenior Vice President, Institutional, Mackenzie Investments
  • Douglas G. MilneExecutive Vice-President, Chief Marketing Strategy Officer, Mackenzie Investments

12 more people named with Rhonda on the same filings, with titles and firms. Free in Atlas with a free account.

See all 17 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Rhonda’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.