Private fund adviser · Boston, MA
Mackenzie Investments
Mackenzie Investments Corporation · SEC-registered investment adviser · CRD 165899 · SEC 801-77541
At a glance
Mackenzie Investments is an SEC-registered investment adviser based in Boston, Massachusetts, with $18.1 billion in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 403rd of 4,686 private fund advisers and 933rd of 17,210 SEC-registered advisers by assets.
Main office 617-439-9500mackenzieinvestments.comAs filed on Form ADV
- Regulatory AUM
- $18B
- Rank among private fund advisers
- #403 of 4,686
- Rank among all SEC RIAs
- #933 of 17,210
- Rank in Massachusetts
- #66 of 627
- Clients
- 53
- Accounts
- 63
- Discretionary
- 100% of AUM
- Employees
- 16
- Advisory staff
- 10
- Offices
- 1
Owners and executives on its Form ADV
- Joseph L. GouldDirector, President and CEO
- Arup K. DattaSenior Vice-President, Investment Management and General Manager
- Gillian E. SeidlerChief Compliance Officer
- Rhonda S. GoldbergDirector
- Steven G. LockeDirector and Senior Vice-President, Chief Investment Officer
- Cynthia A. Reiter CurrieDirector
- Keith D. PotterDirector, Executive Vice-President and CFO
- Nicholas L. WestlindDirector
Custody and brokerage
5 custodians
- CIBC Mellon$1.0B38%
- State Street$791M29%
- Master Trust Company of Japan$791M29%
- Bank of China Hong Kong$110M4%
- Northern Trust$7M<1%
Broker-dealer
Hybrid RIA
Mackenzie Investments is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: IG Wealth Management Inc. and Mackenzie Financial Corporation.
- IG Wealth Management Inc.
- Mackenzie Financial Corporation ↗CRD 110338
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 51 | $15B | 85% |
| State or municipal government entities | – | $1.5B | 9% |
| Investment companies | 2 | $716M | 4% |
| Insurance companies | – | $284M | 2% |
| Sovereign wealth funds and foreign official institutions | – | $110M | <1% |
| Other | – | $7M | <1% |
Private funds
Mackenzie Investments reports 8 private funds with $619M in gross assets: hedge funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Mackenzie Investments answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗mackenzieinvestments.com ↗
AtlasMembers
The full record on Mackenzie Investments
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 718 peers of its type and size
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- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Mackenzie Investments manage?
Mackenzie Investments reports $18.1 billion in regulatory assets under management across 63 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
What kind of firm is Mackenzie Investments?
Mackenzie Investments is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Mackenzie Investments’s clients?
By assets, its largest client types are pooled investment vehicles ($15.4 billion, 51 clients); state or municipal government entities ($1.5 billion); investment companies ($716 million, 2 clients).
Does Mackenzie Investments manage private funds?
Yes. It reports 8 private funds with $619 million in gross assets, including hedge funds, other private funds.
Does Mackenzie Investments have any disciplinary history?
Mackenzie Investments answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Mackenzie Investments’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →