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Chief Investment Officer, Fixed Income and Multi-Asset Strategies · Mackenzie Investments

Steven G. Locke

CRD 7345685 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Mackenzie Investments, an SEC-registered broker-dealer firm based in Toronto, Ontario, Canada with $194.9 billion in regulatory assets, lists Steven G. Locke on its Form ADV as Chief Investment Officer, Fixed Income and Multi-Asset Strategies, a control person. The SEC filings also name Steven at 1 other registered adviser.

Firms and roles

  • Mackenzie InvestmentsChief Investment Officer, Fixed Income and Multi-Asset StrategiesBroker-dealer firm · Toronto, Ontario, Canada · $195B in regulatory assets
  • Mackenzie InvestmentsDirector and Senior Vice-President, Chief Investment OfficerPrivate fund adviser · Boston, MA · $18B in regulatory assets

AtlasMembers

Steven’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
Locked
Each firm’s assets and growth
Locked
Search and export owners by title, state and firm size
Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (17)

12 more people named with Steven on the same filings, with titles and firms. Free in Atlas with a free account.

See all 17 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.