Vice-President, Chief Compliance Officer · Mackenzie Investments
Gillian E. Seidler
CRD 7085147 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Mackenzie Investments, an SEC-registered broker-dealer firm based in Toronto, Ontario, Canada with $194.9 billion in regulatory assets, lists Gillian E. Seidler on its Form ADV as Vice-President, Chief Compliance Officer, a control person. The SEC filings also name Gillian at 1 other registered adviser.
Firms and roles
- Mackenzie InvestmentsVice-President, Chief Compliance OfficerBroker-dealer firm · Toronto, Ontario, Canada · $195B in regulatory assets
- Mackenzie InvestmentsChief Compliance OfficerPrivate fund adviser · Boston, MA · $18B in regulatory assets
AtlasMembers
Gillian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (17)
- Karen L. GavanDirector, Mackenzie Investments
- Theodoros RountesVice-President, Fund Services and Chief Financial Officer, Funds, Mackenzie Investments
- Joseph L. GouldDirector, Chariman President and Chief Executive Officer, Mackenzie Investments
- Christopher W. BoyleSenior Vice President, Institutional, Mackenzie Investments
- Rhonda S. GoldbergExecutive Vice-President, General Counsel, Mackenzie Investments
12 more people named with Gillian on the same filings, with titles and firms. Free in Atlas with a free account.
See all 17 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gillian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.