Chief Compliance Officer (broker-Dealer, Cboe/c2) · Instinet, LLC
Julie Marie Siskovic
CRD 1385048 · Named on Form ADV at one SEC-registered adviser
At a glance
Instinet, LLC, an SEC-registered broker-dealer firm based in New York, NY with $0 in regulatory assets, lists Julie Marie Siskovic on its Form ADV as Chief Compliance Officer (broker-Dealer, Cboe/c2), a control person.
Firms and roles
- Instinet, LLCChief Compliance Officer (broker-Dealer, Cboe/c2)Broker-dealer firm · New York, NY · $0M in regulatory assets
AtlasMembers
Julie’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Faron Ross WebbGeneral Counsel, Instinet, LLC
- Alice M KenniffAssociate General Counsel and Chief Compliance Officer (investment Adviser), Instinet, LLC
- Eugene James ChiulliChief Financial Officer, Instinet, LLC
- Gerard Thomas MilliganPresident, Instinet, LLC
- Christy E SchaffnerPrincipal Financial Officer, Instinet, LLC
2 more people named with Julie on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Julie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.