Principal Financial Officer · Instinet, LLC
Christy E Schaffner
CRD 2710171 · Named on Form ADV at one SEC-registered adviser
At a glance
Instinet, LLC, an SEC-registered broker-dealer firm based in New York, NY with $0 in regulatory assets, lists Christy E Schaffner on its Form ADV as Principal Financial Officer, a control person.
Firms and roles
- Instinet, LLCPrincipal Financial OfficerBroker-dealer firm · New York, NY · $0M in regulatory assets
AtlasMembers
Christy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Faron Ross WebbGeneral Counsel, Instinet, LLC
- Alice M KenniffAssociate General Counsel and Chief Compliance Officer (investment Adviser), Instinet, LLC
- Julie Marie SiskovicChief Compliance Officer (broker-Dealer, Cboe/c2), Instinet, LLC
- Eugene James ChiulliChief Financial Officer, Instinet, LLC
- Gerard Thomas MilliganPresident, Instinet, LLC
2 more people named with Christy on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Christy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.