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Associate General Counsel and Chief Compliance Officer (investment Adviser) · Instinet, LLC

Alice M Kenniff

CRD 5615714 · Named on Form ADV at one SEC-registered adviser

At a glance

Instinet, LLC, an SEC-registered broker-dealer firm based in New York, NY with $0 in regulatory assets, lists Alice M Kenniff on its Form ADV as Associate General Counsel and Chief Compliance Officer (investment Adviser), a control person.

Firms and roles

  • Instinet, LLCAssociate General Counsel and Chief Compliance Officer (investment Adviser)Broker-dealer firm · New York, NY · $0M in regulatory assets

AtlasMembers

Alice’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

2 more people named with Alice on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alice’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.