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Chief Legal Officer, General Counsel, Secretary & Managing Director · Nomura Securities International, Inc.

Faron Ross Webb

CRD 2452057 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Nomura Securities International, Inc., an SEC-registered broker-dealer firm based in New York, NY with $0 in regulatory assets, lists Faron Ross Webb on its Form ADV as Chief Legal Officer, General Counsel, Secretary & Managing Director, a control person. The SEC filings also name Faron at 1 other registered adviser.

Firms and roles

  • Nomura Securities International, Inc.Chief Legal Officer, General Counsel, Secretary & Managing DirectorBroker-dealer firm · New York, NY · $0M in regulatory assets
  • Instinet, LLCGeneral CounselBroker-dealer firm · New York, NY · $0M in regulatory assets

AtlasMembers

Faron’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (13)

8 more people named with Faron on the same filings, with titles and firms. Free in Atlas with a free account.

See all 13 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Faron’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.