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Chief Operations Officer, Principal Operations Officer & Managing Director · Nomura Securities International, Inc.

William Francis Jr Hughes

CRD 1666328 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Nomura Securities International, Inc., an SEC-registered broker-dealer firm based in New York, NY with $0 in regulatory assets, lists William Francis Jr Hughes on its Form ADV as Chief Operations Officer, Principal Operations Officer & Managing Director, a control person. The SEC filings also name William at 1 other registered adviser.

Firms and roles

  • Nomura Securities International, Inc.Chief Operations Officer, Principal Operations Officer & Managing DirectorBroker-dealer firm · New York, NY · $0M in regulatory assets
  • Instinet, LLCHead of OperationsBroker-dealer firm · New York, NY · $0M in regulatory assets

AtlasMembers

William’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (13)

  • Faron Ross WebbChief Legal Officer, General Counsel, Secretary & Managing Director, Nomura Securities International, Inc.
  • Laura Simone UngerBoard of Directors, Nomura Securities International, Inc.
  • Steven Nicholas AloupisCo-Chief Executive Officer, Board of Directors & Managing Director, Nomura Securities International, Inc.
  • Eugene James ChiulliChief Financial Officer, Finop, Principal Financial Officer & Managing Director, Nomura Securities International, Inc.
  • James Christopher GiancarloBoard of Directors, Nomura Securities International, Inc.

8 more people named with William on the same filings, with titles and firms. Free in Atlas with a free account.

See all 13 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.