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Chief Financial Officer / Principal Financial Officer · HSBC Securities (USA) Inc.

Chintan Nayankumar Shah

CRD 6432536 · Named on Form ADV at one SEC-registered adviser

At a glance

HSBC Securities (USA) Inc., an SEC-registered broker-dealer firm based in New York, NY with $3.8 billion in regulatory assets, lists Chintan Nayankumar Shah on its Form ADV as Chief Financial Officer / Principal Financial Officer, a control person.

Firms and roles

  • HSBC Securities (USA) Inc.Chief Financial Officer / Principal Financial OfficerBroker-dealer firm · New York, NY · $3.8B in regulatory assets

AtlasMembers

Chintan’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

  • Oresta I MehtaDirector, HSBC Securities (USA) Inc.
  • Ian G ShawManaging Director, Head of US WPB Compliance and Chief Compliance Officer of RIA, HSBC Securities (USA) Inc.
  • Dustin NataleChief Compliance Officer (BD) and Head of MSS Compliance, HSBC Securities (USA) Inc.
  • Sara Faye BuscagliaDirector, HSBC Securities (USA) Inc.
  • Anthony PecorellaUS Head of Operations / Principal Operations Officer, HSBC Securities (USA) Inc.

2 more people named with Chintan on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Chintan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.