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Director · HSBC Securities (USA) Inc.

Sara Faye Buscaglia

CRD 4884059 · Named on Form ADV at one SEC-registered adviser

At a glance

HSBC Securities (USA) Inc., an SEC-registered broker-dealer firm based in New York, NY with $3.8 billion in regulatory assets, lists Sara Faye Buscaglia on its Form ADV as Director, a control person.

Firms and roles

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Sara’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

  • Oresta I MehtaDirector, HSBC Securities (USA) Inc.
  • Ian G ShawManaging Director, Head of US WPB Compliance and Chief Compliance Officer of RIA, HSBC Securities (USA) Inc.
  • Dustin NataleChief Compliance Officer (BD) and Head of MSS Compliance, HSBC Securities (USA) Inc.
  • Anthony PecorellaUS Head of Operations / Principal Operations Officer, HSBC Securities (USA) Inc.
  • Cary Longstreth GoodwinPresident/ceo/director, HSBC Securities (USA) Inc.

2 more people named with Sara on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sara’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.