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Chief Compliance Officer (BD) and Head of MSS Compliance · HSBC Securities (USA) Inc.

Dustin Natale

CRD 5581428 · Named on Form ADV at one SEC-registered adviser

At a glance

HSBC Securities (USA) Inc., an SEC-registered broker-dealer firm based in New York, NY with $3.8 billion in regulatory assets, lists Dustin Natale on its Form ADV as Chief Compliance Officer (BD) and Head of MSS Compliance, a control person.

Firms and roles

  • HSBC Securities (USA) Inc.Chief Compliance Officer (BD) and Head of MSS ComplianceBroker-dealer firm · New York, NY · $3.8B in regulatory assets

AtlasMembers

Dustin’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

2 more people named with Dustin on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dustin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.