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Chief Compliance Officer · HSBC Global Asset Management (USA) Inc.

Ian G Shaw

CRD 7051510 · Named on Form ADV at 2 SEC-registered advisers

At a glance

HSBC Global Asset Management (USA) Inc., an SEC-registered asset manager based in New York, NY with $156.6 billion in regulatory assets, lists Ian G Shaw on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Ian at 1 other registered adviser.

Firms and roles

AtlasMembers

Ian’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (15)

10 more people named with Ian on the same filings, with titles and firms. Free in Atlas with a free account.

See all 15 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.