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Legal Counsel · HSBC Global Asset Management (USA) Inc.

James M. Curtis

CRD 5115124 · Named on Form ADV at one SEC-registered adviser

At a glance

HSBC Global Asset Management (USA) Inc., an SEC-registered asset manager based in New York, NY with $156.6 billion in regulatory assets, lists James M. Curtis on its Form ADV as Legal Counsel, a control person.

Firms and roles

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James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

  • Randeep S. BrarChief Risk Officer, Director, HSBC Global Asset Management (USA) Inc.
  • Jaron R. CampbellDirector, HSBC Global Asset Management (USA) Inc.
  • Racquel N. OdenChairperson, Director, HSBC Global Asset Management (USA) Inc.
  • Ian G ShawChief Compliance Officer, HSBC Global Asset Management (USA) Inc.
  • Dominic A. SkevingtonChief Executive Officer, Director, HSBC Global Asset Management (USA) Inc.

3 more people named with James on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.