Asset manager · New York, NY
HSBC Global Asset Management (USA) Inc.
SEC-registered investment adviser · CRD 105686 · SEC 801-25999
At a glance
HSBC Global Asset Management (USA) Inc. is an SEC-registered investment adviser based in New York, New York, with $156.6 billion in regulatory assets under management as of its Form ADV filed September 22, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a asset manager, ranked 92nd of 3,218 asset managers and 174th of 17,210 SEC-registered advisers by assets.
Main office 212-525-4107assetmanagement.us.hsbc.comAs filed on Form ADV
- Regulatory AUM
- $157B
- Rank among asset managers
- #92 of 3,218
- Rank among all SEC RIAs
- #174 of 17,210
- Rank in New York
- #38 of 2,591
- Clients
- 95
- Accounts
- 95
- Discretionary
- 95% of AUM
- Employees
- 100
- Advisory staff
- 65
- Offices
- 2
Owners and executives on its Form ADV
- James M CurtisLegal Counsel
- Randeep S BrarChief Risk Officer, Director
- Jaron R CampbellDirector
- Racquel N OdenChairperson, Director
- Ian G ShawChief Compliance Officer
- Dominic A. SkevingtonChief Executive Officer, Director
- Stefano MichelagnoliChief Operating Officer
- Patricia L. CarboneChief Financial Officer
- John F. ChiodiInterim Chief Investment Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
HSBC Global Asset Management (USA) Inc. is a hybrid RIA: 32 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: HSBC Securities (USA) Inc..
- HSBC Securities (USA) Inc. ↗CRD 19585
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 49 | $77B | 49% |
| Investment companies | 2 | $54B | 34% |
| Corporations or other businesses | 30 | $13B | 8% |
| Insurance companies | 11 | $9.2B | 6% |
| Sovereign wealth funds and foreign official institutions | 1 | $2.2B | 1% |
| Pension and profit sharing plans | 2 | $1.3B | <1% |
Disciplinary disclosures
HSBC Global Asset Management (USA) Inc. answers yes to 8 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗assetmanagement.us.hsbc.com ↗
AtlasMembers
The full record on HSBC Global Asset Management (USA) Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 164 peers of its type and size
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- Owners and executives, with titles and stakes
- 9 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 3Locked
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Background
Questions
How much does HSBC Global Asset Management (USA) Inc. manage?
HSBC Global Asset Management (USA) Inc. reports $156.6 billion in regulatory assets under management across 95 accounts, 95% of it on a discretionary basis, on its Form ADV filed September 22, 2026.
What kind of firm is HSBC Global Asset Management (USA) Inc.?
HSBC Global Asset Management (USA) Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are HSBC Global Asset Management (USA) Inc.’s clients?
By assets, its largest client types are pooled investment vehicles ($76.8 billion, 49 clients); investment companies ($53.9 billion, 2 clients); corporations or other businesses ($13.1 billion, 30 clients).
Does HSBC Global Asset Management (USA) Inc. have any disciplinary history?
HSBC Global Asset Management (USA) Inc. answers yes to 8 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is HSBC Global Asset Management (USA) Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-22), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →