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Chief Financial Officer · HSBC Global Asset Management (USA) Inc.

Patricia L. Carbone

CRD 8227207 · Named on Form ADV at one SEC-registered adviser

At a glance

HSBC Global Asset Management (USA) Inc., an SEC-registered asset manager based in New York, NY with $156.6 billion in regulatory assets, lists Patricia L. Carbone on its Form ADV as Chief Financial Officer, a control person.

Firms and roles

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Patricia’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

  • James M CurtisLegal Counsel, HSBC Global Asset Management (USA) Inc.
  • Randeep S BrarChief Risk Officer, Director, HSBC Global Asset Management (USA) Inc.
  • Jaron R CampbellDirector, HSBC Global Asset Management (USA) Inc.
  • Racquel N OdenChairperson, Director, HSBC Global Asset Management (USA) Inc.
  • Ian G ShawChief Compliance Officer, HSBC Global Asset Management (USA) Inc.

3 more people named with Patricia on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Patricia’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.