Adviser and broker representative · Voya Financial Advisors, Inc.
Anne T. Garrity
CRD 3186340 · Walnut Creek, CA
At a glance
Anne T. Garrity is an investment adviser representative with Voya Financial Advisors, Inc. in Walnut Creek, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Anne’s SEC record dates to 2014, about 12 years ago. Anne is also registered as a broker representative.
Current advisory firms
- Voya Financial Advisors, Inc.Since August 2019Walnut Creek, CA · $3.9B in regulatory assets
- Voya Retirement Advisors, LLCSince April 2021Windsor, CT · $37B in regulatory assets
SEC adviser record
- Registered since
- 2014 (12 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Anne’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.