RIA custodians and clearing firms
The firms that hold client assets and settle trades for RIAs and broker-dealers.
Custody and clearing vendors
- AltruistRIA custodian with built-in trading, billing and reporting software.
- Apex Fintech SolutionsClearing and custody platform used by wealth firms, brokerages and fintechs.
- Axos Advisor ServicesRIA custodian operated by Axos Clearing, the former E*TRADE Advisor Services.
- BNY PershingClearing, custody and wealth technology provider for advisers and broker-dealers.
- Fidelity InstitutionalCustody, clearing and investment products for advisers, broker-dealers and banks.
- Interactive Brokers (advisor services)Brokerage and custody platform offering RIAs low-cost trading and custody.
- Schwab Advisor ServicesCustodian and technology provider for independent registered investment advisers.
- TradePMRRIA-only custodian and Fusion software platform, owned by Robinhood.