Wealth manager, independent · Deer Park, IL
Woodfield Financial Advisors, Inc.
SEC-registered investment adviser · CRD 123279 · SEC 801-121330
At a glance
Woodfield Financial Advisors, Inc. is an SEC-registered investment adviser based in Deer Park, Illinois, with $230 million in regulatory assets under management as of its Form ADV filed February 24, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 383 individual clients. By Form ADV it is a wealth manager, ranked 5,301st of 8,915 wealth managers and 11,521st of 17,210 SEC-registered advisers by assets.
Main office 847-726-9600woodfieldfinancialadvisors.comAs filed on Form ADV
- Regulatory AUM
- $230M
- Rank among wealth managers
- #5,301 of 8,915
- Rank among all SEC RIAs
- #11,521 of 17,210
- Rank in Illinois
- #511 of 684
- Individual clients
- 383
- High-net-worth clients
- 138
- Accounts
- 390
- Discretionary
- 89% of AUM
- Employees
- 3
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- James B. DobbsChief Compliance Officer
- James B. DobbsPresident and Secy Treasurer
Custody and brokerage
Custodian
Woodfield Financial Advisors, Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 138 | $161M | 70% |
| Individuals | 245 | $41M | 18% |
| Pension and profit sharing plans | 6 | $26M | 11% |
| Charitable organizations | – | $1M | <1% |
| Insurance companies | 6 | $0M | 0% |
Disciplinary disclosures
Woodfield Financial Advisors, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗woodfieldfinancialadvisors.com ↗
AtlasMembers
The full record on Woodfield Financial Advisors, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 6,229 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Woodfield Financial Advisors, Inc. manage?
Woodfield Financial Advisors, Inc. reports $230 million in regulatory assets under management across 390 accounts, 89% of it on a discretionary basis, on its Form ADV filed February 24, 2026.
What kind of firm is Woodfield Financial Advisors, Inc.?
Woodfield Financial Advisors, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Woodfield Financial Advisors, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($161 million, 138 clients); individuals ($41 million, 245 clients); pension and profit sharing plans ($26 million, 6 clients).
Does Woodfield Financial Advisors, Inc. have any disciplinary history?
Woodfield Financial Advisors, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Woodfield Financial Advisors, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →