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Chief Compliance Officer · Woodfield Financial Advisors, Inc.

James B. Dobbs

CRD 1343000 · Named on Form ADV at one SEC-registered adviser

At a glance

Woodfield Financial Advisors, Inc., an SEC-registered wealth manager based in Deer Park, IL with $230 million in regulatory assets, lists James B. Dobbs on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

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James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.