Wealth manager, independent · Mountain View, CA
Wealth Architects, LLC
SEC-registered investment adviser · CRD 135373 · SEC 801-64313
At a glance
Wealth Architects, LLC is an SEC-registered investment adviser based in Mountain View, California, with $2.4B in regulatory assets under management as of its Form ADV filed March 30, 2026. It reports 433 individual clients, 356 of them high-net-worth, holding an average of about $5.5 million each, and 23 employees. That ranks it 466th among the nation’s 5,657 independent wealth management RIAs and 57th of 714 in California. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 650-325-9044wealtharchitects.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.4B
- Rank among independent wealth managers
- #466 of 5,657
- Rank among all SEC RIAs
- #3,250 of 17,210
- Rank in California
- #57 of 714
- Individual clients
- 433
- High-net-worth clients
- 356
- Accounts
- 3,047
- Discretionary
- 90% of AUM
- Employees
- 23
- Advisory staff
- 13
- Offices
- 1
Owners and executives on its Form ADV
- Mark T. JohnsenChief Executive Officer
- Mark R. GordonChief Investment Officer
- Patrick N. PhillipsWealth Architect
- Jina YiCoo/cco
- Tyler J. ScottWealth Architect
- Iris S. NguyenWealth Architect
- Wai Fung TangPortfolio Analyst
Custody and brokerage
Broker-dealer
No broker-dealer ties
Wealth Architects, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 356 | $2.4B | 97% |
| Charitable organizations | 3 | $43M | 2% |
| Individuals | 77 | $19M | <1% |
| Corporations or other businesses | 1 | $0M | <1% |
Disciplinary disclosures
Wealth Architects, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗wealtharchitects.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,661 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in California
All of California →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Osborne PartnersSAN Francisco | $2.7B | 704 |
| Validus Capital LLCEL Segundo | $2.5B | 176 |
| Saratoga Research & Investment ManagementSaratoga | $2.5B | 2,554 |
| Sentry Advisors, LLCSAN Francisco | $2.4B | 148 |
| Check Capital Management IncCosta Mesa | $2.4B | 1,192 |
| Willow Creek Wealth Management, Inc.Sebastopol | $2.3B | 1,029 |
Background
Questions
How much does Wealth Architects, LLC manage?
Wealth Architects, LLC reports $2.4B in regulatory assets under management across 3,047 accounts, 90% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
How many clients does Wealth Architects, LLC have?
It reports 433 individual clients: 356 high-net-worth individuals and 77 other individuals. Individuals account for about 98% of its regulatory assets.
Where is Wealth Architects, LLC headquartered?
Its main office is in Mountain View, California. It reports 1 office in total and 23 employees, 13 of whom perform investment advisory functions.
How does Wealth Architects, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Wealth Architects, LLC use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed March 30, 2026, it reports these amounts held: Charles Schwab ($1.8B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Wealth Architects, LLC a hybrid RIA with a broker-dealer?
Wealth Architects, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Wealth Architects, LLC a fiduciary?
As an SEC-registered investment adviser, Wealth Architects, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Wealth Architects, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →