Wealth manager, wrap-program sponsor · Tulsa, OK
Trinity Strategic Wealth
Tulsa Wealth Advisors, Inc. · SEC-registered investment adviser · CRD 337956 · SEC 801-134209
At a glance
Trinity Strategic Wealth is an SEC-registered investment adviser based in Tulsa, Oklahoma, with $1.5 billion in regulatory assets under management as of its Form ADV filed July 23, 2026. Its largest client group by assets is individuals, and it reports 1,735 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 1,006th of 8,915 wealth managers and 4,208th of 17,210 SEC-registered advisers by assets.
Main office 918-492-2150trinitystrategicwealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.5B
- Rank among wealth managers
- #1,006 of 8,915
- Rank among all SEC RIAs
- #4,208 of 17,210
- Rank in Oklahoma
- #9 of 84
- Individual clients
- 1,735
- High-net-worth clients
- 175
- Accounts
- 5,431
- Discretionary
- 88% of AUM
- Employees
- 27
- Advisory staff
- 16
- Offices
- 2
Owners and executives on its Form ADV
- Michael P. MazzeiChairman and CEO
- Keith A. VandykePresident and COO
- John D. MooreDirector
- Andrew K. SteinmetzVice President and CIO
- Derrick A. SandsDirector
- Jeremy D. LottDirector
- Dennis A. ZeimetDirector
- Andy J. ArmstrongChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Trinity Strategic Wealth is a hybrid RIA: 11 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Cabot Lodge Securities, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
tatives of Trinity Strategic Wealth, in their individual capacities, are also registered representatives with the unaffiliated broker-dealer Cabot Lodge Securities, LLC (“Cabot Lodge”), a FINRA and SIPC member and registered broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 1,560 | $778M | 51% |
| High-net-worth individuals | 175 | $684M | 45% |
| Corporations or other businesses | 23 | $65M | 4% |
| Insurance companies | 1 | $8M | <1% |
| Banking or thrift institutions | 1 | $1M | <1% |
| Other | 2 | $0M | <1% |
| Pension and profit sharing plans | 1 | $0M | <1% |
Disciplinary disclosures
Trinity Strategic Wealth reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗trinitystrategicwealth.com ↗
AtlasMembers
The full record on Trinity Strategic Wealth
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 2,476 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Trinity Strategic Wealth manage?
Trinity Strategic Wealth reports $1.5 billion in regulatory assets under management across 5,431 accounts, 88% of it on a discretionary basis, on its Form ADV filed July 23, 2026.
What kind of firm is Trinity Strategic Wealth?
Trinity Strategic Wealth is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Trinity Strategic Wealth’s clients?
By assets, its largest client types are individuals ($778 million, 1,560 clients); high-net-worth individuals ($684 million, 175 clients); corporations or other businesses ($65 million, 23 clients).
Does Trinity Strategic Wealth have any disciplinary history?
Trinity Strategic Wealth reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Trinity Strategic Wealth’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →