Chief Compliance Officer · Gearhart & Associates
Andy J. Armstrong
CRD 4448534 · Named on Form ADV at 15 SEC-registered advisers
At a glance
Gearhart & Associates, an SEC-registered wealth manager based in Cincinnati, OH with $873 million in regulatory assets, lists Andy J. Armstrong on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Andy at 14 other registered advisers.
Firms and roles
- Gearhart & AssociatesChief Compliance OfficerWealth manager · Cincinnati, OH · $873M in regulatory assets
- Gilbert & Cook, Inc.Chief Compliance OfficerWealth manager · West DES Moines, IA · $1.7B in regulatory assets
- Journey Advisory Group, LLCChief Compliance OfficerWealth manager · Covington, KY · $1.7B in regulatory assets
- Trinity Strategic WealthChief Compliance OfficerWealth manager · Tulsa, OK · $1.5B in regulatory assets
- Whitney & CompanyChief Compliance OfficerWealth manager · Rochester, NY · $1.5B in regulatory assets
- Astoria Portfolio Advisors LLCChief Compliance OfficerAsset manager · New York, NY · $978M in regulatory assets
- Dahring | Cusmano and AssociatesChief Compliance OfficerWealth manager · Novi, MI · $781M in regulatory assets
- Thayer Partners LLCChief Compliance OfficerWealth manager · United States · $686M in regulatory assets
- Gettings Busch Wealth ManagementChief Compliance OfficerWealth manager · Lafayette, IN · $541M in regulatory assets
- Blue Water Asset ManagementChief Compliance OfficerWealth manager · Grand Rapids, MI · $428M in regulatory assets
- Dynamic Wealth GroupChief Compliance OfficerAsset manager · United States · $266M in regulatory assets
- Toro West Capital AdvisorsChief Compliance OfficerWealth manager · Louisville, CO · $246M in regulatory assets
- IM Wealth PartnersChief Compliance OfficerWealth manager · Blue Bell, PA · $124M in regulatory assets
- Blue Sky Asset Management, LLCChief Compliance OfficerAsset manager · Englewood, CO · $99M in regulatory assets
- 5280 AssociatesChief Compliance OfficerAsset manager · Denver, CO · $0M in regulatory assets
AtlasMembers
Andy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 15 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (53)
- Kenton K. GearhartPresident and CIO, Gearhart & Associates
- Alexandra E. RicePartner, Gearhart & Associates
- Linda L. CookChief Executive Officer/managing Member, Gilbert & Cook, Inc.
- Christopher C. CookTreasurer, Gilbert & Cook, Inc.
- Megan L. RosenstielShareholder, Gilbert & Cook, Inc.
48 more people named with Andy on the same filings, with titles and firms. Free in Atlas with a free account.
See all 53 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Andy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.