Asset manager · Phoenix, AZ
Trinity Capital Adviser LLC
SEC-registered investment adviser · CRD 326133 · SEC 801-129747
At a glance
Trinity Capital Adviser LLC is an SEC-registered investment adviser based in Phoenix, Arizona, with $158 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is business development companies. By Form ADV it is a asset manager, ranked 2,197th of 3,218 asset managers and 13,441st of 17,210 SEC-registered advisers by assets.
Main office 480-374-5350trinitycap.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $158M
- Rank among asset managers
- #2,197 of 3,218
- Rank among all SEC RIAs
- #13,441 of 17,210
- Rank in Arizona
- #153 of 212
- Clients
- 2
- Accounts
- 2
- Discretionary
- 100% of AUM
- Employees
- 106
- Advisory staff
- 66
- Offices
- 2
Owners and executives on its Form ADV
- Kyle S. BrownCEO
- Sarah StantonChief Compliance Officer, General Counsel, and Secretary
- Michael TestaCFO and Treasurer
- Ronald KundichChief Credit Officer
- Gerald HarderChief Operating Officer
Custody and brokerage
Custodian
Trinity Capital Adviser LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Business development companies | 1 | $127M | 80% |
| Pooled investment vehicles | 1 | $31M | 20% |
Private funds
Trinity Capital Adviser LLC reports 1 private funds with $31M in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
Trinity Capital Adviser LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗trinitycap.com ↗
AtlasMembers
The full record on Trinity Capital Adviser LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 718 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Trinity Capital Adviser LLC manage?
Trinity Capital Adviser LLC reports $158 million in regulatory assets under management across 2 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Trinity Capital Adviser LLC?
Trinity Capital Adviser LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.
Who are Trinity Capital Adviser LLC’s clients?
By assets, its largest client types are business development companies ($127 million, 1 clients); pooled investment vehicles ($31 million, 1 clients).
Does Trinity Capital Adviser LLC manage private funds?
Yes. It reports 1 private funds with $31 million in gross assets, including private equity funds.
Does Trinity Capital Adviser LLC have any disciplinary history?
Trinity Capital Adviser LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Trinity Capital Adviser LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →