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Chief Compliance Officer, General Counsel, and Secretary · Trinity Capital Adviser LLC

Sarah Stanton

CRD 7740062 · Named on Form ADV at one SEC-registered adviser

At a glance

Trinity Capital Adviser LLC, an SEC-registered asset manager based in Phoenix, AZ with $158 million in regulatory assets, lists Sarah Stanton on its Form ADV as Chief Compliance Officer, General Counsel, and Secretary, a control person.

Firms and roles

  • Trinity Capital Adviser LLCChief Compliance Officer, General Counsel, and SecretaryAsset manager · Phoenix, AZ · $158M in regulatory assets

AtlasMembers

Sarah’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sarah’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.