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CFO and Treasurer · Trinity Capital Adviser LLC

Michael Testa

CRD 7740064 · Named on Form ADV at one SEC-registered adviser

At a glance

Trinity Capital Adviser LLC, an SEC-registered asset manager based in Phoenix, AZ with $158 million in regulatory assets, lists Michael Testa on its Form ADV as CFO and Treasurer, a control person.

Firms and roles

AtlasMembers

Michael’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Kyle S. BrownCEO, Trinity Capital Adviser LLC
  • Sarah StantonChief Compliance Officer, General Counsel, and Secretary, Trinity Capital Adviser LLC
  • Ronald KundichChief Credit Officer, Trinity Capital Adviser LLC
  • Gerald HarderChief Operating Officer, Trinity Capital Adviser LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.