Wealth manager, independent · Naples, FL
Servatus Capital
Servatus Capital, LLC · SEC-registered investment adviser · CRD 311428 · SEC 801-132631
At a glance
Servatus Capital is an SEC-registered investment adviser based in Naples, Florida, with $110 million in regulatory assets under management as of its Form ADV filed September 22, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 29 individual clients. By Form ADV it is a wealth manager, ranked 8,020th of 8,915 wealth managers and 15,099th of 17,210 SEC-registered advisers by assets.
Main office 314-750-1167As filed on Form ADV
- Regulatory AUM
- $110M
- Rank among wealth managers
- #8,020 of 8,915
- Rank among all SEC RIAs
- #15,099 of 17,210
- Rank in Florida
- #958 of 1,090
- Individual clients
- 29
- High-net-worth clients
- 17
- Accounts
- 100
- Discretionary
- 100% of AUM
- Employees
- 2
- Advisory staff
- 2
- Offices
- 2
Owners and executives on its Form ADV
- Daniel G. StephenManaging Member/chief Compliance Officer
- Mitchel RamosMember
- Daniel G. PerryMember
- Robert D. DunnDirector and Partner
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 17 | $83M | 76% |
| Other investment advisers | 1 | $21M | 19% |
| Individuals | 12 | $4M | 4% |
| Pension and profit sharing plans | 1 | $1M | <1% |
| Corporations or other businesses | 1 | $1M | <1% |
Disciplinary disclosures
Servatus Capital reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Servatus Capital
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 4,537 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Servatus Capital manage?
Servatus Capital reports $110 million in regulatory assets under management across 100 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 22, 2026.
What kind of firm is Servatus Capital?
Servatus Capital is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Servatus Capital’s clients?
By assets, its largest client types are high-net-worth individuals ($83 million, 17 clients); other investment advisers ($21 million, 1 clients); individuals ($4 million, 12 clients).
Does Servatus Capital have any disciplinary history?
Servatus Capital reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Servatus Capital’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-22), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →