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Managing Member/chief Compliance Officer · Servatus Capital

Daniel G. Stephen

CRD 3232541 · Named on Form ADV at one SEC-registered adviser

At a glance

Servatus Capital, an SEC-registered wealth manager based in Naples, FL with $110 million in regulatory assets, lists Daniel G. Stephen on its Form ADV as Managing Member/chief Compliance Officer, a control person.

Firms and roles

  • Servatus CapitalManaging Member/chief Compliance OfficerWealth manager · Naples, FL · $110M in regulatory assets

AtlasMembers

Daniel’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Daniel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.