Asset manager · Birmingham, MI
Q3 Asset Management Corporation
SEC-registered investment adviser · CRD 137839 · SEC 801-77461
At a glance
Q3 Asset Management Corporation is an SEC-registered investment adviser based in Birmingham, Michigan, with $795 million in regulatory assets under management as of its Form ADV filed March 29, 2026. Its largest client group by assets is investment companies, and it reports 2,780 individual clients. By Form ADV it is a asset manager, ranked 1,468th of 3,218 asset managers and 6,116th of 17,210 SEC-registered advisers by assets.
Main office 248-566-1122q3tactical.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $795M
- Rank among asset managers
- #1,468 of 3,218
- Rank among all SEC RIAs
- #6,116 of 17,210
- Rank in Michigan
- #82 of 305
- Individual clients
- 2,780
- High-net-worth clients
- 37
- Accounts
- 2,926
- Discretionary
- 100% of AUM
- Employees
- 12
- Advisory staff
- 7
- Offices
- 3
Owners and executives on its Form ADV
- Bradford N. GiaimoPresident and Chief Compliance Officer
- Adam R. QuiringVice President
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 4 | $354M | 45% |
| Individuals | 2,743 | $320M | 40% |
| High-net-worth individuals | 37 | $69M | 9% |
| Pension and profit sharing plans | 142 | $52M | 6% |
Disciplinary disclosures
Q3 Asset Management Corporation reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for businesses and institutions
- Periodicals or newsletters
- Market timing
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Subscription fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗q3tactical.com ↗
AtlasMembers
The full record on Q3 Asset Management Corporation
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,021 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Q3 Asset Management Corporation manage?
Q3 Asset Management Corporation reports $795 million in regulatory assets under management across 2,926 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 29, 2026.
What kind of firm is Q3 Asset Management Corporation?
Q3 Asset Management Corporation is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Q3 Asset Management Corporation’s clients?
By assets, its largest client types are investment companies ($354 million, 4 clients); individuals ($320 million, 2,743 clients); high-net-worth individuals ($69 million, 37 clients).
Does Q3 Asset Management Corporation have any disciplinary history?
Q3 Asset Management Corporation reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Q3 Asset Management Corporation’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →