Asset manager · Centennial, CO
PVG Asset Management Corp
SEC-registered investment adviser · CRD 105541 · SEC 801-30581
At a glance
PVG Asset Management Corp is an SEC-registered investment adviser based in Centennial, Colorado, with $625 million in regulatory assets under management as of its Form ADV filed August 4, 2026. Its largest client group by assets is other investment advisers, and it reports 222 individual clients. By Form ADV it is a asset manager, ranked 1,581st of 3,218 asset managers and 6,953rd of 17,210 SEC-registered advisers by assets.
Main office 303-526-0548pvgassetmanagement.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $625M
- Rank among asset managers
- #1,581 of 3,218
- Rank among all SEC RIAs
- #6,953 of 17,210
- Rank in Colorado
- #120 of 359
- Individual clients
- 222
- High-net-worth clients
- 45
- Accounts
- 746
- Discretionary
- 82% of AUM
- Employees
- 9
- Advisory staff
- 6
- Offices
- 4
Owners and executives on its Form ADV
- Patrick S AdamsChief Executive Officer
- Patrick S AdamsCeo/cco
Custody and brokerage
Custodian
PVG Asset Management Corp’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
PVG Asset Management Corp is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other investment advisers | 6 | $428M | 68% |
| High-net-worth individuals | 45 | $129M | 21% |
| Individuals | 177 | $55M | 9% |
| Charitable organizations | 2 | $9M | 1% |
| Pension and profit sharing plans | 4 | $3M | <1% |
| Corporations or other businesses | 5 | $1M | <1% |
| State or municipal government entities | 1 | $1M | <1% |
Disciplinary disclosures
PVG Asset Management Corp answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗pvgassetmanagement.com ↗
AtlasMembers
The full record on PVG Asset Management Corp
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,011 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does PVG Asset Management Corp manage?
PVG Asset Management Corp reports $625 million in regulatory assets under management across 746 accounts, 82% of it on a discretionary basis, on its Form ADV filed August 4, 2026.
What kind of firm is PVG Asset Management Corp?
PVG Asset Management Corp is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are PVG Asset Management Corp’s clients?
By assets, its largest client types are other investment advisers ($428 million, 6 clients); high-net-worth individuals ($129 million, 45 clients); individuals ($55 million, 177 clients).
Does PVG Asset Management Corp have any disciplinary history?
PVG Asset Management Corp answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is PVG Asset Management Corp’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-04), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →