Wealth manager, independent · Burlington, MA
Nefpg
New England Financial Planning Group, LLC · SEC-registered investment adviser · CRD 105254 · SEC 801-17130
At a glance
Nefpg is an SEC-registered investment adviser based in Burlington, Massachusetts, with $246 million in regulatory assets under management as of its Form ADV filed September 2, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 196 individual clients. By Form ADV it is a wealth manager, ranked 5,057th of 8,915 wealth managers and 11,172nd of 17,210 SEC-registered advisers by assets.
Main office 781-272-2200nefpg.comAs filed on Form ADV
- Regulatory AUM
- $246M
- Rank among wealth managers
- #5,057 of 8,915
- Rank among all SEC RIAs
- #11,172 of 17,210
- Rank in Massachusetts
- #474 of 627
- Individual clients
- 196
- High-net-worth clients
- 76
- Accounts
- 709
- Discretionary
- 52% of AUM
- Employees
- 6
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Richard J. WojcikMember
- Bradford B. NicholsMember/chief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Nefpg is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed September 2026) names Raymond James Financial Services as the broker-dealer its advisers are registered with.
f its own investment adviser representatives in their individual capacities as registered representatives of Raymond James Financial Services, Inc., a member FINRA/SIPC (“RJFS”), and/or other professionals to implement its recommendations.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 76 | $207M | 84% |
| Individuals | 120 | $39M | 16% |
Disciplinary disclosures
Nefpg reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗nefpg.com ↗
AtlasMembers
The full record on Nefpg
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 6,323 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Nefpg manage?
Nefpg reports $246 million in regulatory assets under management across 709 accounts, 52% of it on a discretionary basis, on its Form ADV filed September 2, 2026.
What kind of firm is Nefpg?
Nefpg is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Nefpg’s clients?
By assets, its largest client types are high-net-worth individuals ($207 million, 76 clients); individuals ($39 million, 120 clients).
Does Nefpg have any disciplinary history?
Nefpg reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Nefpg’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →