Member/chief Compliance Officer · Nefpg
Bradford B. Nichols
CRD 2624137 · Named on Form ADV at one SEC-registered adviser
At a glance
Nefpg, an SEC-registered wealth manager based in Burlington, MA with $246 million in regulatory assets, lists Bradford B. Nichols on its Form ADV as Member/chief Compliance Officer.
Firms and roles
- NefpgMember/chief Compliance OfficerWealth manager · Burlington, MA · $246M in regulatory assets
AtlasMembers
Bradford’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Richard J. WojcikMember, Nefpg
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Bradford’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.