Asset manager · SAN Diego, CA
Nectarine
Nectarine Financial, Inc. · SEC-registered investment adviser · CRD 327155 · SEC 801-128604
At a glance
Nectarine is an SEC-registered investment adviser based in SAN Diego, California, with $0 in regulatory assets under management as of its Form ADV filed August 3, 2026. It reports 3,210 individual clients. By Form ADV it is a asset manager, ranked 2,761st of 3,218 asset managers and 16,746th of 17,210 SEC-registered advisers by assets.
Main office 858-779-0115hellonectarine.comAs filed on Form ADV
- Regulatory AUM
- $0M
- Rank among asset managers
- #2,761 of 3,218
- Rank among all SEC RIAs
- #16,746 of 17,210
- Rank in California
- #1,833 of 1,873
- Individual clients
- 3,210
- High-net-worth clients
- 609
- Accounts
- 0
- Discretionary
- 0% of AUM
- Employees
- 29
- Advisory staff
- 28
- Offices
- 29
Owners and executives on its Form ADV
- Shane M. SiderisCo-Founder, CCO, Member
- Vivi N. TonCo-Founder, Member
- Jeremy B. SchneiderCo-Founder, Member
Custody and brokerage
Custodian
Nectarine’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Nectarine is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 2,601 | $0M | – |
| High-net-worth individuals | 609 | $0M | – |
Disciplinary disclosures
Nectarine answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗hellonectarine.com ↗
AtlasMembers
The full record on Nectarine
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 626 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Nectarine manage?
Nectarine reports $0 in regulatory assets under management, on its Form ADV filed August 3, 2026.
What kind of firm is Nectarine?
Nectarine is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Nectarine’s clients?
By assets, its largest client types are individuals ($0, 2,601 clients); high-net-worth individuals ($0, 609 clients).
Does Nectarine have any disciplinary history?
Nectarine answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Nectarine’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-03), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →