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Asset manager · Overland Park, KS

Lockton Investment Advisors, LLC

SEC-registered investment adviser · CRD 144133 · SEC 801-68005

At a glance

Lockton Investment Advisors, LLC is an SEC-registered investment adviser based in Overland Park, Kansas, with $0 in regulatory assets under management as of its Form ADV filed July 30, 2026. By Form ADV it is a asset manager, ranked 2,632nd of 3,218 asset managers and 16,608th of 17,210 SEC-registered advisers by assets.

Main office 816-960-9000lockton.comAs filed on Form ADV

Regulatory AUM
$0M
Rank among asset managers
#2,632 of 3,218
Rank among all SEC RIAs
#16,608 of 17,210
Rank in Kansas
#132 of 134
Clients
0
Accounts
0
Discretionary
0% of AUM
Employees
24
Advisory staff
24
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Lockton Investment Advisors, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

Hybrid RIA

Lockton Investment Advisors, LLC is a hybrid RIA: 17 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Lockton Investment Securities, LLC.

Its Form ADV brochure (filed July 2026) names Lockton Investment Securities as the broker-dealer its advisers are registered with.

Registered representatives of LIS, who also may be supervised persons of LIA, may receive commissions for the sale of certain variable insurance products and mutual funds.

Other hybrid RIAs

Disciplinary disclosures

Lockton Investment Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Other services

How it’s paid

  • Other

Form ADV and brochures on the SEC’s adviser search ↗lockton.com ↗

AtlasMembers

The full record on Lockton Investment Advisors, LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, ten years of filings
Locked
Growth over one, three and five years
Locked
Rank against 626 peers of its type and size
Locked
Owners and executives, with titles and stakes
2 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
1Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Lockton Investment Advisors, LLC manage?

Lockton Investment Advisors, LLC reports $0 in regulatory assets under management, on its Form ADV filed July 30, 2026.

What kind of firm is Lockton Investment Advisors, LLC?

Lockton Investment Advisors, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.

Does Lockton Investment Advisors, LLC have any disciplinary history?

Lockton Investment Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Lockton Investment Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →