Principal Financial Officer · Rockefeller Capital Management
Deirdre M. Patten
CRD 1357509 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Rockefeller Capital Management, an SEC-registered broker-dealer firm based in New York, NY with $99.6 billion in regulatory assets, lists Deirdre M. Patten on its Form ADV as Principal Financial Officer. The SEC filings also name Deirdre at 1 other registered adviser.
Firms and roles
- Rockefeller Capital ManagementPrincipal Financial OfficerBroker-dealer firm · New York, NY · $100B in regulatory assets
- Lockton Investment Advisors, LLCChief Compliance OfficerAsset manager · Overland Park, KS · $0M in regulatory assets
AtlasMembers
Deirdre’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Mark David AlexanderPrincipal Operations Officer, Rockefeller Capital Management
- Rizwan Mohammad MirzaChief Compliance Officer, Rockefeller Capital Management
- Edmond Nicholas MoriartyCo-Chief Executive Officer, Rockefeller Capital Management
- Michael Wayne OutlawCo-Chief Executive Officer, Rockefeller Capital Management
- Kyle R. HartmanExecutive Officer, Lockton Investment Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Deirdre’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.